D.C. Municipal Regulations (Last Updated: September 13, 2017) |
Title 26. INSURANCE, SECURITIES, AND BANKING |
SubTilte 26-A. INSURANCE |
Chapter 26-A14. INSIDER TRADING |
Section 26-A1418. EXEMPTION OF CERTAIN SECURITIES FROM SECTION 3(C) OF THE ACT
Latest version.
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1418.1Any security shall be exempt from the operation of Section 3(c) of the Act to the extent necessary to render lawful under the section the execution by a broker of an order for an account in which he or she has no direct or indirect interest.