D.C. Municipal Regulations (Last Updated: September 13, 2017) |
Title 26. INSURANCE, SECURITIES, AND BANKING |
SubTilte 26-A. INSURANCE |
Chapter 26-A27. VARIABLE LIFE INSURANCE CONTRACTS |
Section 26-A2734. REPORTS OF DISCIPLINARY ACTIONS
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2734.1Any person qualified in the District under this chapter to sell or offer to sell variable life insurance
(a)Any suspension or revocation of his agent's license in any other state or territory of the United States;
(b)The imposition of any disciplinary sanction, including suspension or expulsion from membership, suspension, or revocation of or denial of registration, imposed upon him by any national securities exchange, or national securities association, or any federal, state, or territorial agency with jurisdiction over securities or variable life insurance;
(c)Any judgment or injunction entered against him on the basis of conduct deemed to have involved fraud, deceit, misrepresentation, or violation of any insurance or securities law, or regulation.