Section 26-A5601. FILING APPLICATION FOR CERTIFICATION

 

5601.1An applicant seeking certification as a certified capital company shall file an Application for Certification with the Commissioner on or after the application date.
 

5601.2 An Application for Certification filed prior to the application date shall be treated as having been filed on the application date.   

 

5601.3 An applicant, within five (5) business days after the applicant has or should have knowledge that any material information that the applicant supplied in its Application for Certification filed pursuant to § 5601.1 is found to be inaccurate or obsolete, shall file an amended Application for Certification correcting or updating the information provided in the Application for Certification.

 

5601.4 The submission of new or corrected material information under § 5601.3 shall not cause a change in the date on which the application was deemed originally received by the Department.

 

5601.5 The Commissioner shall make a copy of the Application for Certification form available directly from the Commissioner in paper copy format, by electronic mail with an attached Word file, or by accessing the Commissioner's website at: www.disb.dc.gov.
 

authority

Commissioner of the Department of Insurance, Securities and Banking, pursuant to the authority set forth in Section 10 of the Certified Capital Companies Act of 2003, effective March 10, 2004 (D.C. Law 15-87; D.C. Official Code § 31-5231 et seq.)

source

Final Rulemaking published at 51 DCR 7555 (July 30, 2004)