Section 26-A5899. DEFINITIONS

Latest version.

5899.1For the purposes of this chapter, the following terms shall have the means ascribed:

Financial services regulatory agency - includes, but is not limited to, an agency that regulates insurers, insurance producers, broker-dealers, investment advisers, or investment companies as defined under the Investment Company Act of 1940.

Insurance producer - a person required to be licensed under the laws of the District of Columbia to sell, solicit, or negotiate insurance, including annuities.

authority

Section 705 of the Securities Act of 2000, effective October 26, 2000 (D.C. Law 13-203; D.C. Official Code § 31-5607.05 (2001)), and section 125 of the Insurance Trade and Economic Development Amendment Act of 2000, effective April 3, 2001 (D.C. Law 13-265; D.C. Official Code § 31-2231.25 (2001).

source

Final Rulemaking published at 57 DCR 6723, 6725 (July 30, 2010).

                    
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