D.C. Municipal Regulations (Last Updated: September 13, 2017) |
Title 26. INSURANCE, SECURITIES, AND BANKING |
SubTilte 26-B. SECURITIES |
Chapter 26-B1. BROKER-DEALERS, AGENTS, INVESTMENT ADVISERS, AND INVESTMENT ADVISER REPRESENTATIVES |
Section 26-B182.
Latest version.
- All actual expenses of the examination by the Department of the books and records of a broker-dealer or investment adviser shall be paid by the company examined. The company shall promptly pay the District upon receipt of itemized bills provided by the Commissioner. For purposes of this section, actual expenses of the examination may include, but shall not be limited to, travel, food, lodging, copying, facsimile, and telephone costs.
source
Final Rulemaking published at 40 DCR 6732 (September 24, 1993); as amended by Emergency Rulemaking published at 48 DCR 1987 (March 2, 2001) [EXPIRED]; as amended by Final Rulemaking published at 48 DCR 4106 (May 11, 2001).