Section 26-B227. SELLING SECURITY HOLDERS

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With respect to each person on whose behalf any part of the offering is to be made in a non-issuer distribution, the issuer shall provide the following information:

(a)His name and address;

(b)The amount of securities of the issuer held by him as of the date of the filing of the registration statement; and

(c)A statement of his reasons for making the offering.

source

Amended by Emergency Rulemaking published at 47 DCR 9910 (December 15, 2000) [EXPIRED]; as amended by Emergency Rulemaking published at 48 DCR 1987 (March 2, 2001) [EXPIRED]; as amended by Emergency and Proposed Rulemaking published at 48 DCR 3952 (May 4, 2001) [EXPIRED]; as amended by Emergency and Proposed Rulemaking published at 48 DCR 9177 (October 5, 2001) [EXPIRED]; as amended by Final Rulemaking published at 48 DCR 10879 (November 30, 2001).

                    
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