Section 26-B237. PRINCIPAL HOLDERS OF EQUITY SECURITIES

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237.1The issuer shall furnish the following information, in substantially the tabular form indicated, as to each person who owns of record, or beneficially if known, 10 percent or more of the outstanding shares of any class of equity security of the issuer as of a specified date within 30 days before the date of filing.

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Title of
Type of
Amount
Percent
Name and Address
Class
Ownership
Owned
of Class

237.2The issuer shall indicate by footnotes the amount of the securities covered by the registration statement to which any person named in the table has indicated his intention to subscribe.

source

Amended by Emergency Rulemaking published at 47 DCR 9910 (December 15, 2000) [EXPIRED]; as amended by Emergency Rulemaking published at 48 DCR 1987 (March 2, 2001) [EXPIRED]; as amended by Emergency and Proposed Rulemaking published at 48 DCR 3952 (May 4, 2001) [EXPIRED]; as amended by Emergency and Proposed Rulemaking published at 48 DCR 9177 (October 5, 2001) [EXPIRED]; as amended by Final Rulemaking published at 48 DCR 10879 (November 30, 2001).

                    
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(1)	(2)	(3)	(4)	(5)
	Title of	Type of	Amount	Percent
Name and Address	Class	Ownership	Owned	of Class