D.C. Municipal Regulations (Last Updated: September 13, 2017) |
Title 26. INSURANCE, SECURITIES, AND BANKING |
SubTilte 26-B. SECURITIES |
Chapter 26-B3. RULES OF PRACTICE AND PROCEDURES FOR HEARINGS |
Section 26-B300. APPLICABILITY
Latest version.
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300.1These rules apply to administrative hearings to be conducted pursuant to the authority in §§ 207, 307, 601 and 602 of the Securities Act of 2000, effective October 26, 2000 (D.C. Law 13-203; D.C. Official Code §§ 31-5602.07, 31-5603.07, 31-5606.01, and 31-5606.02).
300.2In any proceeding, the Commissioner may, for good cause shown and in the interest of justice or to prevent hardship, waive any provision of this chapter, which is not required by any applicable statute after duly advising the parties of the intention to do so.
source
As amended by final rulemaking published at 49 DCR 9285 (October 11, 2002).