D.C. Municipal Regulations (Last Updated: September 13, 2017) |
Title 26. INSURANCE, SECURITIES, AND BANKING |
SubTilte 26-A. INSURANCE |
Chapter 26-A14. INSIDER TRADING |
Section 26-A1400. SECURITIES "HELD OF RECORD" |
Section 26-A1401. TRANSACTIONS EXEMPTED FROM THE OPERATION OF SECTION 3(B) OF THE ACT |
Section 26-A1402. FILING OF STATEMENTS |
Section 26-A1403. OWNERSHIP OF MORE THAN TEN PER CENT OF AN EQUITY SECURITY |
Section 26-A1404. DISCLAIMER OF BENEFICIAL OWNERSHIP |
Section 26-A1405. EXEMPTIONS FROM SECTIONS 3(A) AND 3(B) |
Section 26-A1406. EXEMPTION FROM THE ACT OF SECURITIES PURCHASED OR SOLD BY ODD-LOT DEALERS |
Section 26-A1407. CERTAIN TRANSACTIONS SUBJECT TO SECTION 3(A) OF THE ACT |
Section 26-A1408. OWNERSHIP OF SECURITIES HELD IN TRUST |
Section 26-A1409. EXEMPTION FOR SMALL TRANSACTIONS |
Section 26-A1410. EXEMPTION FROM SECTION 3(B) OF THE ACT OF TRANSACTIONS WHICH NEED NOT BE REPORTED UNDER SECTION 3(A) |
Section 26-A1411. EXEMPTION FROM SECTION 3(B) OF CERTAIN TRANSACTIONS EFFECTED IN CONNECTION WITH A DISTRIBUTION |
Section 26-A1412. EXEMPTION FROM SECTION 3(B) OF ACQUISITIONS OF SHARES OF STOCK AND STOCK OPTIONS UNDER CERTAIN STOCK BONUS, STOCK OPTION OR SIMILAR PLANS |
Section 26-A1413. EXEMPTION FROM SECTION 3(B) OF CERTAIN TRANSACTIONS IN WHICH SECURITIES ARE RECEIVED BY REDEEMING OTHER SECURITIES |
Section 26-A1414. EXEMPTION OF LONG TERM PROFITS INCIDENT TO SALES WITHIN SIX MONTHS OF THE EXERCISE OF AN OPTION |
Section 26-A1415. EXEMPTION FROM SECTION 3(B) OF CERTAIN ACQUISITIONS AND DISPOSITIONS OF SECURITIES PURSUANT TO MERGER OR CONSOLIDATIONS |
Section 26-A1416. EXEMPTION FROM SECTION 3(B) OF CERTAIN SECURITIES RECEIVED UPON SURRENDER OF SIMILAR EQUITY SECURITIES |
Section 26-A1417. EXEMPTION FROM SECTION 3(B) OF CERTAIN TRANSACTIONS INVOLVING AN EXCHANGE OF SIMILAR SECURITIES |
Section 26-A1418. EXEMPTION OF CERTAIN SECURITIES FROM SECTION 3(C) OF THE ACT |
Section 26-A1419. EXEMPTION FROM SECTION 3(C) OF THE ACT OF CERTAIN TRANSACTIONS EFFECTED IN CONNECTION WITH A DISTRIBUTION |
Section 26-A1420. EXEMPTION FROM SECTION 3(C) OF THE ACT OF SALES OF SECURITIES TO BE ACQUIRED |
Section 26-A1421. ARBITRAGE TRANSACTIONS UNDER SECTION 3(E) OF THE ACT |
Section 26-A1422. AUTHORITY AND EFFECTIVE DATE |
Section 26-A1499. DEFINITIONS |