Section 26-B100. [RESERVED]

Section 26-B101. INTERNET COMMUNICATIONS

Section 26-B102. BROKER-DEALER AND AGENT REGISTRATION AND LICENSING

Section 26-B103. EXAMINATIONS

Section 26-B104. FILING AND TRANSFER PROCEDURES

Section 26-B105. INCOMPLETE OR DEFICIENT APPLICATIONS

Section 26-B106. REAPPLICATION FOR AN AGENT OR BROKER-DEALER LICENSE

Section 26-B107. TERMINATION AND WITHDRAWAL OF REGISTRATION AS AN AGENT OF A BROKER-DEALER

Section 26-B108. [RESERVED]

Section 26-B109. [RESERVED]

Section 26-B110. RATIO OF AGGREGATE INDEBTEDNESS TO NET CAPITAL

Section 26-B111. MINIMUM NET CAPITAL

Section 26-B112. SURETY BOND

Section 26-B113. CONSENT TO SERVICE OF PROCESS

Section 26-B114. FILING OF A FINANCIAL STATEMENT

Section 26-B115. QUALIFICATIONS OF ACCOUNTANTS

Section 26-B116. [RESERVED]

Section 26-B117. [RESERVED]

Section 26-B118. FINANCIAL AND DISCIPLINARY INFORMATION THAT BROKER-DEALERS MUST DISCLOSE TO CLIENTS

Section 26-B119. PRACTICES DEEMED UNETHICAL OR DISHONEST FOR BROKER-DEALERS AND AGENTS

Section 26-B120. RECORDKEEPING REQUIREMENTS

Section 26-B121. EMPLOYMENT RECORDS

Section 26-B122. CUSTOMER RECORDS AND COMPLAINTS

Section 26-B123. PRESERVATION OF RECORDS

Section 26-B124. EXAMINATION PROCEDURES AND FEES

Section 26-B125. NO ACTION AND OPINION LETTERS

Section 26-B126. [RESERVED]

Section 26-B127. BACKGROUND CHECK REQUIREMENT

Section 26-B128. CONFIDENTIALITY

Section 26-B129. FINGERPRINT REQUIREMENT

Section 26-B130. FEES

Section 26-B131. [RESERVED]

Section 26-B132. [RESERVED]

Section 26-B133. [RESERVED]

Section 26-B134. [RESERVED]

Section 26-B135. [RESERVED]

Section 26-B136. [RESERVED]

Section 26-B137. [RESERVED]

Section 26-B138. [RESERVED]

Section 26-B139. [RESERVED]

Section 26-B140. [RESERVED]

Section 26-B141. [RESERVED]

Section 26-B142. [RESERVED]

Section 26-B143. [RESERVED]

Section 26-B144. [RESERVED]

Section 26-B145. [RESERVED]

Section 26-B146. [RESERVED]

Section 26-B147. [RESERVED]

Section 26-B148. [RESERVED]

Section 26-B149. [RESERVED]

Section 26-B150. NOTICE FILING FOR FEDERAL COVERED ADVISERS AND HEDGE FUND ADVISERS

Section 26-B151. INTERNET COMMUNICATIONS

Section 26-B152. INVESTMENT ADVISER LICENSING AND RENEWAL

Section 26-B153. DUTY TO AMEND INFORMATION PREVIOUSLY FILED

Section 26-B154. SOLICITORS

Section 26-B155. WITHDRAWAL FROM INVESTMENT ADVISER LICENSING

Section 26-B156. TERMINATION AND WITHDRAWAL OF REGISTRATION AS AN INVESTMENT ADVISER REPRESENTATIVE AND ASSOCIATED PERSON OF AN INVESTMENT ADVISER

Section 26-B157. HARDSHIP EXEMPTIONS

Section 26-B158. AMENDMENTS TO APPLICATION FOR LICENSING

Section 26-B159. INVESTMENT ADVISER REPRESENTATIVE LICENSING

Section 26-B160. EXAMINATION/QUALIFICATION REQUIREMENTS

Section 26-B161. [RESERVED]

Section 26-B162. FILING PROCEDURES

Section 26-B163. TRANSFER PROCEDURES

Section 26-B164. INCOMPLETE OR DEFICIENT FILINGS

Section 26-B165. [RESERVED]

Section 26-B166. [RESERVED]

Section 26-B167. EXEMPTION/SUBSECTION FOR CERTAIN BROKER-DEALERS

Section 26-B168. SUPERVISION

Section 26-B169. SENIOR-SPECIFIC CERTIFICATIONS, DESIGNATIONS, AND CREDENTIALS

Section 26-B170. [RESERVED]

Section 26-B171. [RESERVED]

Section 26-B172. WRITTEN DISCLOSURE STATEMENTS (BROCHURE RULE)

Section 26-B173. PERFORMANCE BASED COMPENSATION

Section 26-B174. FINANCIAL AND DISCIPLINARY INFORMATION THAT INVESTMENT ADVISERS MUST DISCLOSE TO CLIENTS

Section 26-B175. CUSTODY OR POSSESSION OF CLIENTS FUNDS OR SECURITIES

Section 26-B176. UNLAWFUL, UNETHICAL OR DISHONEST CONDUCT OR PRACTICES

Section 26-B177. AGENCY CROSS TRANSACTIONS

Section 26-B178. FINANCIAL STATEMENTS AND REPORTS

Section 26-B179. FINANCIAL REQUIREMENTS FOR INVESTMENT ADVISERS

Section 26-B180. SURETY BOND

Section 26-B181. INVESTMENT ADVISER RECORDKEEPING

Section 26-B182.

Section 26-B183. RECORD RETENTION SCHEDULE

Section 26-B184. PRESERVATION AND MAINTENANCE OF INVESTMENT ADVISER RECORDS

Section 26-B185. EXAMINATION PROCEDURES AND FEES

Section 26-B186. INVESTMENT ADVISER OPINION AND NO ACTION LETTERS

Section 26-B187. [RESERVED]

Section 26-B199. DEFINITIONS