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D.C. Municipal Regulations (Last Updated: September 13, 2017) |
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Title 26. INSURANCE, SECURITIES, AND BANKING |
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SubTilte 26-B. SECURITIES |
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Chapter 26-B2. REGISTRATION OF SECURITIES OFFERINGS |
| Section 26-B200. GENERAL PROVISIONS |
| Section 26-B201. REGISTRATION BY NOTIFICATION |
| Section 26-B202. REGISTRATION BY COORDINATION |
| Section 26-B203. REGISTRATION BY COORDINATION OF SHELF REGISTRATIONS PURSUANT TO SEC RULE 415 OF THE 1933 ACT |
| Section 26-B204. REGISTRATION BY QUALIFICATION |
| Section 26-B205. SMALL CORPORATE OFFERINGS REGISTRATION |
| Section 26-B206. UNDERTAKING NOT TO SPLIT STOCK |
| Section 26-B207. [RESERVED] |
| Section 26-B208. SMALL CORPORATE OFFERINGS REPORTS FILED WITH THE COMMISSIONER |
| Section 26-B209. [RESERVED] |
| Section 26-B210. PROSPECTUS |
| Section 26-B211. LEGIBILITY OF PROSPECTUS |
| Section 26-B212. PRESENTATION OF INFORMATION IN PROSPECTUS |
| Section 26-B213. DATE OF PROSPECTUS |
| Section 26-B214. EXCHANGE OFFERS |
| Section 26-B215. PRELIMINARY PROSPECTUS |
| Section 26-B216. REQUIRED LEGEND |
| Section 26-B217. USE OF PROSPECTUS |
| Section 26-B218. ADDITIONAL INFORMATION |
| Section 26-B219. GUIDELINES |
| Section 26-B220. DISTRIBUTION SPREAD |
| Section 26-B221. PLAN OF DISTRIBUTION |
| Section 26-B222. USE OF PROCEEDS TO ISSUER |
| Section 26-B223. SALES OTHERWISE THAN FOR CASH |
| Section 26-B224. CAPITALIZATION AND LONG-TERM DEBT |
| Section 26-B225. FINANCIAL STATEMENTS |
| Section 26-B226. ORGANIZATION OF ISSUER |
| Section 26-B227. SELLING SECURITY HOLDERS |
| Section 26-B228. DESCRIPTION OF BUSINESS |
| Section 26-B229. DESCRIPTION OF PROPERTY |
| Section 26-B230. ORGANIZATION WITHIN 3 YEARS |
| Section 26-B231. PENDING LEGAL PROCEEDINGS |
| Section 26-B232. CAPITAL STOCK BEING REGISTERED |
| Section 26-B233. LONG-TERM DEBT BEING REGISTERED |
| Section 26-B234. OTHER SECURITIES BEING REGISTERED |
| Section 26-B235. DIRECTORS AND OFFICERS |
| Section 26-B236. REMUNERATION OF DIRECTORS AND OFFICERS |
| Section 26-B237. PRINCIPAL HOLDERS OF EQUITY SECURITIES |
| Section 26-B238. INTEREST OF MANAGEMENT AND OTHERS IN CERTAIN TRANSACTIONS |
| Section 26-B239. OPTIONS TO PURCHASE SECURITIES |
| Section 26-B240. NOTICE FILINGS FOR OFFERINGS OF INVESTMENT COMPANY SECURITIES |
| Section 26-B241. NOTICE FILING OF SECURITIES COVERED UNDER SECTIONS 18(B)(3) AND 18(B)(4)(A)--(C) OF THE SECURITIES ACT OF 1933 |
| Section 26-B242. NOTICE FILING FOR SECURITIES COVERED UNDER SECTION 18(B)(4)(D)--SEC REGULATION D |
| Section 26-B243. NOTICE FILING REQUIREMENT FOR ISSUERS CLAIMING AN EXEMPTION UNDER THE ACT |
| Section 26-B244. LIMITED OFFERING EXEMPTION (SEC RULE 505) |
| Section 26-B245. COORDINATED REGISTRATION |
| Section 26-B246. INITIAL AND RENEWAL REGISTRATION AS ISSUER AGENT |
| Section 26-B247. NO ACTION LETTERS AND INTERPRETIVE OPINIONS |
| Section 26-B248. [RESERVED] |
| Section 26-B249. SECURITIES REGISTRATION FEES |
| Section 26-B250. DISTRICT OF COLUMBIA-ONLY SECURITIES OFFERINGS EXEMPTION |
| Section 26-B251. SOLICITATION OR ADVERTISING ADDRESSED TO DISTRICT OF COLUMBIA RESIDENTS ONLY |
| Section 26-B252. CASH AND CONSIDERATION LIMITS |
| Section 26-B253. FILING REQUIREMENTS |
| Section 26-B254. DISQUALIFICATIONS |
| Section 26-B255. ADDITIONAL REQUIREMENTS FOR ISSUERS |
| Section 26-B256. OFFERINGS THROUGH INTERNET SITES |
| Section 26-B299. DEFINITIONS |