641866 Certified Addiction Counselor I and II Notice of Final Rulemaking  

  • DEPARTMENT OF HEALTH

     

    NOTICE OF FINAL RULEMAKING

     

                The Director of the Department of Health, pursuant to the authority set forth under section 302(14) of the District of Columbia Health Occupations Revision Act of 1985, effective March 15, 1986 (D.C. Law 6-99; D.C. Official Code § 3-1203.02(14)), and in accordance with Mayor’s Order 98-140, dated August 20, 1998, hereby gives notice of the adoption of the following amendments to Title 17, “Business, Occupations, and Professions, “of the District of Columbia Municipal Regulations.

     

                The purpose of the amendment is to establish certification and practice regulations for the professions of certified addiction counselor I and II, which were newly established pursuant to sections 851 and 852 of the District of Columbia Health Occupations Revision Act of 1985, effective July 7, 2009 (D.C. Law 18-13; D.C. Official Code §§ 3-1208.51 and 3-1208.52). 

     

                These rules were published as a proposed rulemaking on September 24, 2010 at 57 DCR 8751.  Comments were received in connection with this notice; however no changes have been made to the regulations.  These regulations will become effective upon publication of this notice in the D.C. Register.

               

    Title 17, “Business, Occupations, and Professions,” of the District of Columbia Municipal Regulations is amended by adding a new Chapter 87 to read as follows:

     

    CHAPTER 87  CERTIFIED ADDICTION COUNSELOR  I AND II

     

    Sec.

    8700                GENERAL PROVISIONS

    8701                TERM OF REGISTRATION

    8702                EDUCATIONAL REQUIREMENTS

    8703                EXPERIENCE

    8704                NATIONAL EXAMINATION

    8705                DISTRICT JURISPRUDENCE EXAMINATION

    8706                WAIVER OF EDUCATIONAL REQUIREMENTS

    8707                APPLICANTS EDUCATED IN FOREIGN COUNTRIES

    8708                CONTINUING EDUCATION REQUIREMENTS

    8709                APPROVED CONTINUING EDUCATION PROGRAMS AND ACTIVITIES

    8710                ACCEPTABLE CONTINUING EDUCATION COURSES

    8711                UNACCEPTABLE CONTINUING EDUCATION COURSES

    8712                CONTINUING EDUCATION CREDITS

    8713                CERTIFICATION BY ENDORSEMENT

    8714                PRACTICE OF ADDICTION COUNSELING BY GRADUATES

    8715                SUPERVISION OF A CERTIFIED ADDICTION COUNSELOR I OR II 

    8716                STANDARDS OF CONDUCT

    8799                DEFINITIONS

     

     

     

     

    8700                GENERAL PROVISIONS

     

    8700.1             This chapter shall apply to applicants for and holders of a certification to practice as a certified addiction counselor I or II, positions established, respectively, by sections 851 and 852 of the Act (D.C. Official Code §§ 3-1208.51 and

                            3-1208.52).

     

    8700.2              Chapters 40 (Health Occupations: General Rules) and 41 (Health Occupations:                  Administrative Procedures) of this title shall supplement this chapter.

     

    8701                TERM OF REGISTRATION

     

    8701.1             Subject to § 8701.2, a certification issued pursuant to this chapter shall

                                        expire at 12:00 midnight of December 31 of each even-numbered year

                           

    8701.2             The Director may change the renewal system pursuant to § 4006.3 of Chapter 40 of this title and modify the date on which a certification shall expire.

     

    8702                EDUCATIONAL REQUIREMENTS                                          

     

    8702.1             An applicant shall present proof to the Board that he or she has graduated with                  at least an Associate’s degree in a health or human services field,                                                                 including but not limited to registered nursing, aging studies, criminal                                                             justice, health education, or mental health, from an accredited institution                                                   whose program is accredited by an entity recognized by the U.S.                                                                      Department of Education.  The degree shall include         the following                                                               coursework:

               

                                        (a)        Understanding the dynamics of human behavior and

                                                    family systems – three (3) hours;

     

                (b)        Signs and symptoms of substance abuse – three (3) hours;

     

                                              (c)        Recovery process, stages of change, relapse prevention, treatment

                            approaches, group dynamics and other adjunctive treatment             recovery support groups, motivational interviewing, and models and   theories of addiction – three (3) hours;

     

                                        (d)       Ethics, rules and regulations – three (3) hours;

     

                            (e)        Professional identity in the provision of substance abuse services –                                                  three (3) hours; 

     

                            (f)        Crisis intervention – three (3) hours;

     

                (g)        Cultural factors and competencies in addiction – three (3) hours;

     

                   (h)        Co-occurring disorders in interdisciplinary treatment – three (3)                                  hours;

     

                (i)         Diagnostic and screening criteria in addictions – three (3) hours;                  and

     

                (j)         Psychopharmacology resources in the treatment of addictions –                                           three (3) hours.

     

    8702.2             In lieu of the requirements for § 8702.1, an applicant for certification by waiver as             an addiction counselor I, shall have two (2) years of supervised experience

                                        obtained while registered as an addiction counselor with such registration

                                        having been obtained on or after July 8, 2007, and shall have passed a        national examination deemed acceptable by the Board.

                                       

    8702.3             Any coursework listed in § 8702.1 that has not been taken in a degreed program                shall be taken in a program approved by the National Association of Alcohol and                                       Drug Abuse Counselors (NAADAC) or shall be taken at a college or university                                      accredited by an entity recognized by the U.S. Department of Education.

     

    8702.4             As part of the certification process for an addiction counselor II, an applicant shall present proof to the Board that he or she has graduated with at least a Bachelor’s degree in a health or human services field, including but not limited to registered nursing, aging studies, criminal justice, health education, or mental health, from an accredited institution whose program is accredited by an entity recognized by the U.S. Department of Education.  The degree shall include the following coursework:   

     

                                        (a)        Understanding the dynamics of human behavior and family

                                                    systems – three (3) hours;

               

                (b)        Signs and symptoms of substance abuse – three (3) hours;

     

                (c)        Recovery process, stages of change, relapse prevention, treatment                                      approaches, group dynamics and other adjunctive treatment

                                                    recovery support groups, motivational interviewing, and models                                                      and theories of addiction – nine (9) hours; 

          

                (d)       Ethics, rules and regulations – three (3) hours;

     

                (e)        Professional identity in the provision of substance abuse services

                            – three (3) hours;

     

                (f)        Crisis intervention – three (3) hours;

     

                (g)        Substance abuse counseling treatment planning and research – three (3)      hours;

     

                (h)        Counseling skills for individual and group, motivational interviewing -        three (3) hours;

     

                (i)         Cultural factors and competencies in addiction – three (3) hours;

     

                (j)         Co-occurring disorders in interdisciplinary treatment – three (3) hours;

     

                (k)        Diagnostic and screening criteria in addictions – three (3) hours; and

     

                (l)         Psychopharmacology resources in the treatment of addictions – three (3)    hours.

     

    8702.5             Any coursework listed in § 8702.3 that has not been taken in a degreed

                                        program shall be taken in a program approved by the NAADAC or shall

                                        be taken at a college or university accredited by an entity recognized by

                                        the U.S. Department of Education.

     

    8703                EXPERIENCE

     

    8703.1             An applicant for certification as an addiction counselor I shall have                                                 obtained at least five hundred (500) hours of supervised experience, with a

                                        minimum of forty (40) hours in each of the following areas:

     

    (a)                Understanding the dynamics of human behavior and family

                            systems;

     

    (b)        Signs and symptoms of substance abuse;

     

                (c)        Recovery process, stages of change, relapse prevention, treatment

                approaches, group dynamics and other adjunctive treatment recovery          support groups, motivational interviewing, and models and   theories of       addiction;

     

    (d)       Ethics, rules and regulations;

     

                (e)        Professional identity in the provision of substance abuse services;

     

    (f)          Crisis intervention;

     

                      (g)        Substance abuse counseling treatment planning and research;

     

          (h)        Counseling skills for individual and group, motivational                                                 interviewing;

     

    (i)           Cultural factors and competencies in addiction;

     

    (j)           Co-occurring disorders and interdisciplinary treatment;

     

    (k)         Diagnostic and screening criteria in addictions;  and

     

    (l)           Psychopharmacology resources in the treatment of addictions.

     

    8703.2             An applicant for certification as an addiction counselor II shall have obtained at                            least one hundred eighty (180) hours of supervised experience.  Of the one                                     hundred eighty (180) hours, at least one hundred twenty (120) of the hours                                    shall consist of performing at least ten (10) hours in each of the following                                               tasks with substance abuse clients:

     

                                        (a)        Screening clients to determine eligibility and appropriateness for

                                                    admissions into a particular program;

     

                                        (b)        Intake of clients by performing the administrative and initial                                                            assessment tasks necessary for admission to a program;

     

                                        (c)        Orientation for new clients to program’s rules, goals, procedures,                                                     services, costs, and rights of the client;

     

                                        (d)       Assessment of client’s strengths, weaknesses, problems, and needs                                                  for the development of a treatment plan;

     

                                        (e)        Treatment planning with the client to identify and rank problems to                                                be addressed, establish goals, and agree on treatment processes;

     

                                        (f)        Counseling the client, utilizing specialized skills in both individual                                                  and group approaches to achieve treatment goals and objectives;

     

                (g)        Case management activities which bring services, agencies, people, and resources together in a planned framework of action to            achieve            established goals;

     

                                        (h)        Crisis intervention responses to clients’ needs during acute mental,

                                                    emotional, or physical distress;

     

                                        (i)         Education of clients by providing information about drug abuse                                                      and available services and resources;

     

                                        (j)         Referral of clients in order to meet identified needs unable to be                                                     met by             the counselor and assisting the client in effectively utilizing                                     those resources;

     

                                        (k)        Reporting and charting information about the client’s assessment,                                                   treatment plan, progress, discharge summaries, and other client-                                                       related             data; and

     

                                        (l)         Consultation with other professionals to assure a comprehensive                                                      quality of care for the client.

     

    8704                NATIONAL EXAMINATION

     

    8704.1             In addition to the requirements of § 8702.1, an applicant for an addiction

                                        counselor I certification shall take and pass the National Association of

                                        Alcohol and Drug Abuse Counselors – National Certification Commission

                                        (NAADAC-NCC) Level I examination.  The examination shall be taken

                                        after the applicant has satisfied all of the requirements of § 8702.1 and

                                        § 8702.2, if applicable.  

     

    8704.2             In addition to the requirements of § 8702.3, an applicant for an addiction

                counselor II certification shall take and pass the NAADAC-NCC Level II examination.  The examination shall be taken after the applicant has satisfied all of the requirements of §§ 8702.3 and 8702.4, if applicable.

     

    8705                DISTRICT JURISPRUDENCE EXAMINATION            

     

    8705.1             An individual who submits an initial application to qualify for certification under this chapter as an addiction counselor I or addiction counselor II, shall receive a passing score on an examination developed by the Board on laws, rules, and ethical standards pertaining to the practice of addiction counseling (the District jurisprudence examination).

               

    8705.2              In addition to applicants identified in § 8704.1, the following applicants shall   take and pass the District examination prior to issuance of a license if the examination has not been previously been taken:

     

                (a)        An applicant who is seeking renewal of a certification;

               

    (b)               An applicant who is seeking re-activation of an inactive certification;

     

    (c)                An applicant who is seeking reinstatement of a certification; and

     

    (d)               An applicant who is seeking certification by waiver of educational

                                                    requirements pursuant to §§ 8706.1 or 8706.2.

     

    8705.3             The Board shall administer the District jurisprudence examination at least  

                                        three (3) times a year.

     

    8705.4             If an applicant fails the District jurisprudence examination three (3) times, the                                applicant shall not be eligible to take the examination again until he or she                                      has taken a Board-approved refresher course.

     

    8705.5             The District examination may consist of questions on the following:

                           

                (a)        The District of Columbia statutes and rules concerning the practice of addiction counseling; and

     

                                        (b)        The Code of Ethics of the NAADAC.  

     

    8706                WAIVER OF EDUCATIONAL REQUIREMENTS

     

    8706.1             The Board shall waive the educational requirements of § 8702.1 for an applicant    for certification as an addiction counselor I who presents evidence        satisfactory to the Board that the applicant is currently registered in the District of Columbia as an addiction counselor and has at least two (2) years of documented,             continuous supervised experience on a full-time or substantially full-time (thirty-          five (35) or more hours each week) basis in the field of addiction counseling             immediately preceding July 7, 2009, provided that the application for waiver is     submitted by July 7, 2011.

     

    8706.2             The Board shall waive the educational requirements of § 8702.2 for an applicant for certification as an addiction counselor II who presents evidence satisfactory to the Board that the applicant is currently registered in the District of Columbia as an addiction counselor and has at least five (5) years of documented, continuous supervised experience on a full-time or substantially full-time (thirty-five (35) or more hours each week) basis in the field of addiction counseling immediately preceding July 7, 2009, provided that the application for waiver is submitted by July 7, 2011.  

     

    8707                APPLICANTS EDUCATED IN FOREIGN COUNTRIES

     

    8707.1             The Board shall waive the educational requirements of § 8702 for an applicant for certification to practice as an addiction counselor I or II to anyone who has completed an educational program in a college or university in a foreign country which is not accredited in accordance with § 8702, if the applicant demonstrates to the satisfaction of the Board that the applicant’s education and training are substantially equivalent to the requirements of this chapter and the Act in ensuring that the applicant is qualified to practice as an addiction counselor I or II, by submitting documentation required by § 8707.2.

     

    8707.2             An applicant under this section shall, in lieu of meeting the requirements

                of §§ 8702.1 or 8702.2, submit one of the following:

     

                (a)        Proof satisfactory to the Board that the applicant has received an

                            Associate’s degree or higher to qualify for certification as an                                               addiction counselor I, or Bachelor’s degree or higher to                                                        qualify for certification as an addiction counselor II, from a                                                 foreign institution which was accredited, at the time the degree                                           was conferred, by the national government or an accrediting                                           body recognized by the national government of the country in                                          which the institution is located; or

     

                (b)        A certification from a private education evaluation service                                                   approved by the Board that the applicant’s foreign education is                                           substantially equivalent to the education provided in an accredited                                      program.

     

    8707.3             The Board may interview an applicant under this section to determine

                whether the applicant’s education or training meets the requirements of the Act and this chapter.

     

    8707.4             If a document required by this chapter is in a language other than English,

                an applicant shall arrange for its translation into English by a translation

                service acceptable to the Board and shall submit a translation signed by the translator attesting to its accuracy.

     

    8708                CONTINUING EDUCATION REQUIREMENTS

     

    8708.1             This section shall apply to applicants for the renewal, reactivation, or                                                           reinstatement of a certification expiring on December 31, 2014, or later;                                                      except, that this section shall not apply to applicants for first time renewal                                                  of a certification.


                8708.2             To qualify for a certification, an applicant for renewal of a certification shall                                               submit proof of having completed forty (40) hours of approved continuing                                                 education credit during the two-year (2) period preceding the date the                                                        certification expires.

     

    8708.3             At least six (6) of the forty (40) hours of continuing education credits required by § 8708.2 shall be in ethics and at least three (3) of the forty (40) hours shall   be in trauma counseling.   A maximum of six (6) of the remaining thirty one         (31) hours may be taken online.

     

    8708.4             The ethics and trauma counseling continuing education credits required by §          8708.3 shall be earned in a face-to-face classroom setting. 

    8708.5             A person in inactive status within the meaning of § 511 of the Act, D.C. Official   Code § 3-1205.11, who submits an application to reactivate his or her             certification shall submit proof of having completed twenty (20) hours of          approved continuing education credits within the year preceding the application.

    8708.6             A person seeking reinstatement of his or her certification shall submit proof of       having completed twenty (20) hours of approved continuing education credits       for each full year after December 31, 2000, that the applicant was not certified.      A minimum of six (6) of the twenty (20) hours shall be in ethics. 

    8708.7             A continuing education credit required by this section shall be valid only if it is part of a program or activity approved by the Board in accordance with § 8709.

     

    8708.8             An applicant under this section shall prove completion of required continuing education credits by submitting with the application the following information with respect to each program:

                            (a)        The name and address of the sponsor of the program;


                (b)        The name of the program, its location, a description of the subject  
                            matter covered, and the names of the instructors;

                (c)        The dates on which the applicant attended the program;

                (d)       The hours of credit claimed; and 

                (e)        Verification by the sponsor of completion, by signature or stamp.

     

    8708.9             In addition to the requirements of § 8708.8, an applicant shall prove completion     of continuing education course work, if taken at a college or university, by      submitting with the transcript or certificate of completion, a signed statement     from the instructor on college university stationery for each class attended.

               

    8708.10           An applicant for renewal of a certification who fails to submit proof of having completed continuing education requirements by the date the registration expires may renew the certification up to sixty (60) days after expiration by submitting proof and paying the required additional late fee.

    8708.11           Upon submitting proof and paying the late fee, the applicant shall be deemed to have possessed a valid certification during the period between the expiration of the certification and the submission of the required documentation and payment of the late fee.

    8708.12           If an applicant for renewal of a certification fails to submit proof of completion of continuing education requirements or pay the late fee within sixty (60) days after the expiration of the applicant’s certification, the certification shall be deemed to have lapsed on the date of expiration. 

    8708.13           The Board may, in its discretion, grant an extension of the sixty (60) day period to renew after expiration if the applicant’s failure to submit proof of completion was for good cause.

     

    8708.14           The Board may, in its discretion, audit the renewal applications to ensure that the continuing education requirement has been met.  The applicant shall maintain a copy of the continuing education certificate(s) for at least four (4) years.     

    8709                APPROVED CONTINUING EDUCATION PROGRAMS AND ACTIVITIES

    8709.1             A continuing education credit required by this chapter must be earned as part of a continuing education program or activity approved by the Board.

     

    8709.2             The Board may, in its discretion, approve continuing education programs and activities that contribute to the professional development and competence in the addiction counseling field.

     

    8709.3             The continuing education shall be directly related to or supportive of addiction counseling practice.

    8709.4             The Board may accept the following types of continuing education programs:  

                                        (a)        An undergraduate or graduate course given at an accredited college
                                        or university;

                                        (b)        A seminar or workshop;

                                        (c)        An educational program given at a conference;

                            (d)       In-service training;

     

    (e)        Training conducted and approved by the following professional

                            bodies:

     

                (1)        National Board of Certified Counselors (NBCC);

     

    (2)         Association of Social Work Boards;

     

    (3)         National Association of Social Workers;

     

    (4)         American Psychology Association;

     

    (5)         NAADAC;

     

    (6)        American Counseling Association; or

     

    (7)         American Mental Health Counselors Association; and

     

                            (8)        Training conducted at an accredited health care facility. 

     
    8709.5              To qualify for approval by the Board, any other continuing education training not                               mentioned in subsection 8709.4 shall:

                (a)        Be current in its subject matter;
     

                (b)        Be developed and taught by individuals with substantial background in      the subject matter being taught;

     

                (c)       Be in an area of study approved by the Board, as set forth in § 8710; and
     

                (d)       Be submitted to the Board for review at least sixty (60) days prior to the date of the program and be approved by the Board.

     

    8709.6             The Board may issue and update a list of approved continuing education    programs.

    8709.7             An applicant shall have the burden of verifying whether a program is approved by the Board pursuant to this section prior to attending the program.

    8709.8             The Board may approve continuing education credit for serving as a speaker on     an addiction counseling matter at a conference, seminar, workshop, or in-service             training.  The Board may grant credit for both preparation and presentation     time. The maximum amount of credit that may be granted for preparation time   shall be twice the amount of the associated presentation time.  The             presentation     must be completed during the period for which credit is claimed.  If an             applicant has previously received credit in connection with a particular        presentation, the Board shall not grant credit for a subsequent presentation unless      it involves either a different subject or substantial additional research.

     

    8709.9             The Board may also approve continuing education credit for:

     

                (a)        Publication of an article related to addiction counseling in a                                                 professional journal, publication of a book or a chapter in a book,                                        or publication of a book review in a professional journal or                                                       bulletin;

     

                (b)        New program development related to addiction counseling, which shall     count for a maximum of eight (8) hours.  New program development     includes a new course, seminar, or workshop.  New          courses shall be           graduate or undergraduate level college or university courses;

     

                (c)        Dissertation on an addiction counseling topic, which shall count for a         maximum of eighteen (18) hours.  Dissertation credit may only be counted          once; or

     

                (d)      Leadership positions, which shall count for a maximum of ten (10) hours; provided, that to receive credit for the leadership position, the position            shall last for a minimum of one (1) year after the date of the first             licensure.  The following leadership positions are acceptable for continuing education:

     

    (1)        Officer of state or national addiction counseling organization;

     

    (2)        Editor or reviewer of an addiction counseling journal;

     

    (3)        Member of a national ethics disciplinary review committee rendering licenses;

     

    (4)        Active member of an addiction counseling committee producing a substantial written product;

     

    (5)        Chair of a major addiction counseling conference or convention; or

     

    (6)        Other leadership positions with justifiable professional learning experiences.

     

    8710                ACCEPTABLE CONTINUING EDUCATION COURSES                                                                             

    8710.1             The Board may, in its discretion, accept continuing education credit that contributes to the continuing competency of the individual certified under this section, including, but not limited to the following:

     

                (a)        Treatment of adolescents and youth;

     

                (b)        Trauma and abuse;

               

                (c)        Addiction or other compulsive behaviors such as:

     

                (1)        Eating;

     

                (2)        Gambling; or

               

                (3)        Sex;

               

                (d)       Grief;

     

                (e)        Assessment and screening;

     

                (f)        Stress management;

     

                (g)        Chemical dependency program administration or management; or

     

                (h)        Research or other functional areas of chemical dependency treatment         programs related to client care.

     

    8711                UNACCEPTABLE CONTINUING EDUCATION COURSES

     

    8711.1             A certificate holder may not receive duplicate credit for training that is repeated    during a single renewal period.

     

    8711.2             The following continuing education shall not be acceptable:

     

                (a)        The same course taken more than once during a single renewal period;

                                                   

                (b)        Courses dealing with the participant’s self-improvement, personal               growth, changes in attitude, self-therapy or self-awareness, or therapy          workshops dealing with the participant’s personal issues or            problems;

     

                (c)        Chemical dependency education courses designed for lay people (public     education);

     

                                        (d)       Parenting classes or other programs designed for non-professional                                                   participants;

       

                                        (e)        Liberal arts courses in music, education, art, or other courses unrelated to                                        chemical dependency counseling;

     

                                        (f)        Orientation programs, such as specific series of activities designed to                                              familiarize employees with policies and procedures of an institution or                                            agency; and  

     

                (g)        Courses in marketing, business, personal enrichment, time management,                              CPR classes, or computer-related workshops.

               

    8712                CONTINUING EDUCATION CREDITS

    8712.1             The Board may grant continuing education credit for whole hours only, with a minimum of fifty (50) minutes constituting one (1) credit hour.

    8712.2             The Board may grant a maximum of five (5) hours of continuing education credits per year to an applicant for attending in-service education programs. 

     

    8713                CERTIFICATION BY ENDORSEMENT

     

    8713.1             The Board shall issue a certification by endorsement to an addiction                                               counselor who has a valid, unrestricted certification in good standing from                                     another jurisdiction of the United States.

     

    8713.2             An applicant for certification by endorsement as an addiction counselor

                                        shall submit the following with a completed application:

     

                                        (a)        Official, certified proof of certification as an addiction counselor in                                                good standing             from another jurisdiction of the United States; 

     

                (b)        Proof that the applicant has taken and passed the NAADAC or other state-            approved examination; and

            

                (c)        A passing score on the District jurisprudence examination.

     

    8714                PRACTICE OF ADDICTION COUNSELING BY GRADUATES

     

    8714.1              A graduate with an Associate’s or Bachelor’s degree who is obtaining experience pursuant to § 8703, or during the pendency of an initial application for a certification under this chapter, may practice addiction counseling without a certification, if such practice:

     

                (a)        Occurs under the general supervision of a supervisor pursuant to      § 8715.2; and

     

                (b)        Is otherwise in compliance with this section.

     

    8714.2             A person who has been denied a certification or disciplined in the District

                                        of Columbia or another jurisdiction of the United States may not practice

                                        pursuant to this section unless authorized by the Board, in writing, to do                                        so.

     

    8714.2                          A supervisor shall, within two (2) weeks after beginning his or her supervision of a graduate, inform the Board in writing, on a supervised practice form, of         the following:

     

                (a)        The supervisor’s name and address;

     

                (b)        The graduate’s name;

               

                                        (c)        The expected period of supervision; and

     

                (d)       The nature and location of the practice of the graduate.

     

    8714.4              A supervisee shall, within two (2) weeks after beginning to practice pursuant to this section, inform the Board, in writing, on a supervised practice form, of the following:

     

    (a)                The supervisee’s name and address;

     

    (b)               The supervisor’s name;

     

    (c)                The expected period of supervision; and

     

    (d)               The nature and location of the practice of the graduate.

     

    8714.5              A supervisee shall identify himself or herself as a graduate to a client before performing actions of an addiction counselor.

     

    8714.6              A supervisee may not practice under this section for more than one (1) year, unless the practice is during the pendency of an initial application by the supervisee for a certification under this chapter.  The Board may, in its discretion, extend the one (1) year limit for good cause shown.

     

    8714.7             A supervisee shall not receive compensation of any nature, directly or indirectly,                from a client, except for a salary based on hours worked in the training program.

     

    8715                SUPERVISION OF A CERTIFIED ADDICTION COUNSELOR I OR II 

     

    8715.1             An addiction counselor I or II shall practice only under the direct supervision of a person meeting the standards of this section.  If the agency has multiple     locations and there is no supervisor available for each site, the supervision            may be             by communication device provided that the supervisor shall meet         with the           addiction counselor(s) for one (1) hour per week. 

     

    8715.2             A supervisor of an addiction counselor I or II pursuant to § 8714 shall supervise    only in those areas within the supervisor’s competence, based on the         supervisor’s education, training, and experience.

     

    8715.3             To qualify as a supervisor, an individual shall:

     

                 (a)       Be an advanced practice addiction counselor; or

     

                                        (b)        Be a licensed professional counselor, licensed clinical psychologist,                                                             licensed clinical social worker, licensed marriage and family therapist,                                                         licensed medical doctor, or registered nurse; and

     

                (c)        Hold one of the following:

     

    (1)        A national certification in substance abuse counseling through the NAADAC- NCC or the NBCC;

     

                (2)        A current certified addiction counselor II certification in      substance abuse counseling; or

     

    (3)        Documentation of a minimum of one (1) year of experience in substance abuse counseling and at least one hundred (100) hours of didactic training in covered areas outlined in § 8703.1.

     

    8715.4             A supervisor who does not meet the requirements of § 8715.3(c)(1), (2), or (3)       shall come into compliance by December 31, 2011.        

     

    8715.5             A supervisor shall ensure that an addiction counselor I or II is practicing                                         within the scope of the certified addiction counselor’s competencies, as                                          demonstrated by the addiction counselor’s documented training and                                               experience in a particular area of practice.

     

    8715.6             A supervisor shall maintain appropriate documentation of the nature and

                extent of the supervision provided, including the dates, duration, and focus of the supervisory sessions. 

     

    8715.7             Pursuant to § 8714.2, a supervisor shall provide documentation of his or

                                        her education, training, and experience, as requested upon demand by an

                                        individual authorized by the Board.

     

    8715.8             A supervisor shall not engage in supervision of an addiction counselor 

                                        who is a close friend or relative.

     

    8715.9             A supervisor shall take full responsibility for all services provided by an

                                        addiction counselor under the supervisor’s supervision. 

     

    8715.10            An addiction counselor I or II shall inform the supervisor of all complaints,                                               formal or informal, about the services provided by the addiction counselor.

     

    8716                STANDARDS OF CONDUCT

     

    8716.1             A person who is certified in the District of Columbia solely as an addiction            counselor I or II and is either not licensed to practice medicine, psychology, or professional counseling pursuant to D.C. Official § 3-1205.01, or not licensed as             an advanced practice registered nurse pursuant to D.C. Official Code

                            § 3-1206.01, or not licensed as an independent clinical social worker pursuant to    D.C. Official Code § 3-1208.04, shall not perform psychotherapy or engage        in the diagnosis or treatment of other mental health disorders.

       

    8716.2             A certified addiction counselor I or II shall adhere to standards set forth in the      Code of Ethics as published from time to time by the NAADAC.

     

    8716.3             A certified addiction counselor I or II shall maintain confidentiality about a matter            in which the client has utilized the services of the addiction counselor in a      professional capacity.  This section shall not apply to:


                            (a)        A case conference with other mental health professionals employed at the                                      treatment facility, or to other participating providers, when and to the                                             extent necessary to facilitate the delivery of professional services to the                                          client;              

     

                                        (b)        A case in which the client authorized in writing the addiction counselor I                                       or II to reveal a communication;

     

                (c)        A case where an immediate threat of serious physical harm to an     identifiable victim is communicated to the addiction counselor I or                                   II by a client or where there is a bona fide emergency;

     

                                        (d)       Evidence in criminal cases where the accused is charged with causing the                                       death of, or inflicting injuries upon, a human being, and the disclosure is                                         required in the interest of public justice;

     

                (e)        Information released pursuant to an order by a court of competent

                            jurisdiction;

            

    (f)        Evidence relating to the mental competency or sanity of a child alleged to be delinquent, neglected, or in need of supervision in any proceeding before the Family Division of the District of Columbia Superior Court or the Department of Youth Rehabilitation Services;

     

                (g)        Evidence in criminal or civil cases where a person is alleged to have            defrauded the District of Columbia or federal government in relation to           receiving or providing services under the District of Columbia medical       assistance program authorized by Title 19 of the Social Security Act,      approved July 30, 1965 (79 Stat. 343; 42 U.S.C. § 1396, et seq.); and  

     

                                        (h)        Proceedings conducted by the Board or the Office of Administrative                                             Hearings, where the disclosure of confidential communications is                                                    necessary to defend against charges that the addiction counselor I or II has                                    violated provisions of this chapter or the Act.

     

    8716.4             A certified addiction counselor I or II shall make personal reference as an                                       “addiction counselor under the supervision of (name and license number                                         of supervisor)” in all written and oral communications relating to the                                       provision of addiction counseling services.

     

    8716.5             A certified addiction counselor I or II may not engage in, or give the                                              appearance of, practicing independently of the supervisor.

     

    8716.6             A certified addiction counselor I or II shall not discriminate against clients

                or professionals based on race, religion, age, gender, disability, national ancestry, sexual orientation, economic condition, or any other protected categories listed by federal or state law. 

     

    8716.7             A certified addiction counselor I or II shall be knowledgeable about the existence of any disability which a client has and shall make available physical, sensory, and cognitive accommodations that allow the client with the disability to receive services. 

     

    8716.8             A certified addiction counselor I or II who is aware of unethical conduct                                       or unprofessional modes of practice by another registered addiction                                                counselor I or II shall report such inappropriate behavior to the Board.                                                                   

    8716.9             A certified addiction counselor I or II shall not offer services or use

                techniques outside of his or her competency.

    8716.10           A certified addiction counselor I or II shall seek appropriate treatment if he or she                                     is impaired in any manner that negatively impacts his or her ability to perform                                counseling duties and shall not provide or offer to provide services until he or she                          has been deemed fit to practice by the treating health professional.

    8716.11           A certified addiction counselor I or II shall comply with all federal and District of                                     Columbia laws governing the practice of addiction counseling.

     

    8716.12          A certified addiction counselor I or II shall not claim, either directly or by

                implication, professional qualifications or affiliations that he or she does not possess.

     

    8716.13           The promotion of the protection of the public health, safety, and welfare and the best interest of the client shall be the primary guides of a certified addiction counselor I or II in determining his or her conduct.

     

    8716.14           A certified addiction counselor I or II shall disclose his or her standards of

                                        conduct and responsibilities to all clients.

     

    8716.15           A certified addiction counselor I or II shall terminate a counseling relationship                               when it is reasonably clear that the client is not benefiting from the relationship                              and shall take appropriate measures to ensure that that the client is referred to                           alternative care.

     

    8716.16           A certified addiction counselor I or II shall hold the welfare of the client

                paramount when making any decisions or recommendations concerning referral, treatment procedures, or termination of treatment.

     

    8716.17           A certified addiction counselor I or II shall not use or encourage a client’s

                participation in a demonstration, research, or other non-treatment activity when such participation would have potential harmful consequences for the client or when the client is not fully informed.

     

    8716.18           A certified addiction counselor I or II shall provide services in an environment                               that ensures the privacy and safety of the client at all times and ensure the                                      appropriateness of service delivery.

     

    8716.19           If an addiction counselor I or II engages in an activity that may affect the privacy of his or her client, such as the recording of the clinical interview or the use of material for training or observation by another party, the counselor shall provide to the client information in writing regarding the client’s rights regarding confidentially, as part of informing the client about the counseling activity.  The counselor shall request the client to sign an acknowledgment attesting to the fact that such information has been provided.

     

    8716.20           A certified addiction counselor I or II shall adhere to all federal and                                               District of Columbia laws regarding confidentiality and the counselor’s                                          responsibility to report clinical information in specific circumstances to                                           the appropriate authorities.

     

    8716.21           A certified addiction counselor I or II shall use clinical and other material                                       in teaching or writing only when there is no identifying information used                                        about the clients involved.
     

    8716.22          A certified addiction counselor I or II shall not engage in the following dual relationships:

               

                (a)        Counseling a family member, friend, or close associate;

     

    (b)        Exploit a relationship with a current or former client for personal gain, including a social or business relationship;

     

    (c)        Engage in any type of sexual activity with a current or former client;

     

    (d)       Accept as a client anyone with whom they have engaged in sexual activity; or

     

    (e)        Negatively exploit relationships with coworkers, employees, student research participants, or volunteers.                             

     

    8716.23           A certified addiction counselor I or II shall refrain from offering or                                                 providing professional services to a client in counseling with another                                               professional, except with the knowledge of the other professional or after                                       the termination of the client’s relationship with the other professional.

     

    8716.24           A certified addiction counselor I or II shall cooperate with duly constituted

                                        professional ethics committees or licensing boards and promptly supply

                necessary information unless prohibited by confidentiality laws or regulations or recognized codes of conduct.

     

    8716.25           A certified addiction counselor I or II shall inform each of his or her clients of all financial policies regarding the counseling.  The fact that such information has been provided shall be documented in the client’s chart.

    8716.26           A certified addiction counselor I or II shall not send or receive a commission or                             rebate or any other form of remuneration for referral of a client for professional                              services.
                        

    8716.27           A certified addiction counselor I or II shall not accept a private fee for

                professional work with a person who is entitled to such services without charge through an institution or agency unless the client is informed of such services and still requests private services.

     

    8716.28           A certified addiction counselor I or II shall not practice addiction counseling         while using controlled substances, alcohol, or any other chemical agents which impair the ability to practice.

     

    8716.29           A certified addiction counselor I or II shall urge chemically impaired colleagues                             to seek treatment, if possible.

     

    8716.30           A certified addiction counselor I or II with first-hand knowledge that a colleague is practicing addiction counseling when impaired by controlled substances,         alcohol, or other chemical agents shall report such knowledge to the Board.     

    8716.31           A certified addiction counselor I or II shall not offer or provide to a client

                                        a controlled substance, alcohol, or any other chemical agent.

     

    8716.32           A certified addiction counselor I or II who has a mental impairment which affects             his or her ability to practice safely, or becomes impaired in anyway that may        negatively impact services being provided to a client, shall limit his or her          services provided to those determined appropriate in consultation             and advice       from a qualified mental health professional.

     

    8799                DEFINITIONS

     

    8799.1             The definitions in § 4099 of chapter 40 of this title are incorporated by reference into and are applicable to this chapter.

     

    8799.2             As used in this chapter, the following terms shall have the meanings

                ascribed:

     

    Alcohol abuse – the use of an alcoholic beverage which impairs the physical,                                             mental, emotional, or social well-being of the user.

     

    Board – the Board of Professional Counseling, established by § 213 of the Act                                         (D.C. Official            Code § 3-1202.13).

     

    Client an individual who has applied for or been given a diagnosis or treatment                                      for alcohol or         drug abuse at a federally assisted program and includes any                                                 individual who, after arrest on a criminal charge, is identified as an alcohol                                       or drug abuser in order to determine that individual’s eligibility to                                                                     participate in a program. 

     

    Co-occurring disorder – the presence of concurrent psychiatric or medical                                                disorders in combination with a substance abuse disorder.

     

                                        Diagnosis – a reference to an individual’s alcohol or drug abuse or to a condition                           which is identified as having been caused by that abuse that is made for                                         the purpose of treatment or referral for treatment.

     

    Disclose (disclosure) – a communication of a client’s identifying information, the                          affirmative verification of another person’s communications of a client’s                                                           identifying information, or the communication of any information from                                                             the record of a client who has been identified. 

     

                                        Direct supervision – supervision in which a supervisor is physically present, or                              within an immediate distance, such as on the same floor, and available to                                        respond to the needs of the addiction counselor or the client.  

     

                                        Drug abuse – the use of a psychoactive substance for other than

                                        medicinal purposes which impairs the physical, mental, emotional, or

                                        social well-being of the user.

     

                                        Dual relationships –a situation where multiple roles exist between an addiction                             counselor and a client.  Examples are when the client is also a student,                                            friend, family member, employee, or business associate of the addiction                                          counselor.

     

    Emancipated – a minor who is living separate and apart from his or her parent(s)                                       or legal guardian, with or without the consent of the parent(s) or legal                                                          guardian and regardless of the duration of such separate residence, and                                                    who is managing his or her own personal and financial affairs, regardless                                                            of the source or extent of the minor’s income.  

     

                                        Federal assistance (assisted) – an alcohol abuse or drug abuse program that is                               being carried out under a license, certification, registration, or other                                                 authorization granted by a department or agency of the United States,                                            including but not limited to:

     

    (a)                Certification of provider status under the Medicare program;

     

    (b)        Authorization to conduct methadone maintenance treatment                        pursuant to 21 CFR § 291.505;

     

    (c)          Registration to dispense a substance under the District of Columbia            Uniform Controlled Substances Act of 1981, effective August 5,                         1981 (D.C. Law 4-29; D.C. Official Code § 48-901.01 et seq.), to               the extent the controlled substance is used in the treatment of                        alcohol or drug abuse; or        

     

                            (d)       Is supported by funds provided by a department or agency of the                                       United             States by being:

     

    (1)               A recipient of federal financial assistance in any form, including financial assistance which does not directly pay for the alcohol or drug abuse diagnosis, treatment, or referral activities; or

     

                            (2)        Conducted by a District of Columbia department or agency                                                             which, through general or special revenue sharing or other                                                    forms of assistance, receives federal funds which could be,                                                  but are not necessarily, spent for the alcohol of drug abuse                                                   program.

                           

                                        General supervision – supervision in which the supervisor is available to                                                   the supervisee either:

     

                (a)        In person; or

     

                (b)        By a communications device, if the supervisor is located on the same          premises as the supervisee.

     

                            Minor – a person under eighteen (18) years of age, but not including a person        who is emancipated or who is married. 

     

                            Psychotherapy – the treatment of mental and emotional disorders through the use            of psychological techniques designed to encourage communication of conflicts and insight into problems, with the goal of attaining personality             growth             and behavior modification.  

               

                            Practice of addiction counseling – providing services, with or without      compensation, based on theory and methods of counseling, psychotherapy,            or addictionology to a person who is experiencing cognitive, affective, or           behavioral psychosocial dysfunction as a direct or indirect result of addiction,      chemical dependency, abuse of chemical substances, or a related     disorder.  The      practice of addiction counseling includes: addiction prevention; crisis         intervention; diagnosis; referral; direct treatment; follow-up that is rendered to    an individual, family, group, organization, school, or community that is     adversely affected by an addiction or related disorder; and the education or   training of a person in the field of addiction counseling.

     

                            Record – information, whether recorded or not, relating to a client received or acquired by an alcohol or drug program.

     

                                        Treatment – the management and care of a client suffering from alcohol or drug                           abuse, a condition which is identified as having been caused by that abuse,                                    or both, in order to reduce or eliminate the adverse effects upon the client.