D.C. Municipal Regulations (Last Updated: September 13, 2017) |
Title 26. INSURANCE, SECURITIES, AND BANKING |
SubTilte 26-A. INSURANCE |
Chapter 26-A14. INSIDER TRADING |
Section 26-A1402. FILING OF STATEMENTS
Latest version.
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1402.1Initial statements of beneficial ownership of equity securities required by Section 3(a) of the Act shall in all respects comply with the instructions set forth in Schedule A of Appendix 14-1 and shall be filed in a form as the Commissioner may prescribe.
1402.2Statements of changes in a beneficial ownership required by Section 3(a) of the Act shall in all respects comply with the instructions set forth in Schedule B of Appendix 14-2 and shall be filed in a form the Commissioner may prescribe.