eLaws | eCases | District of Columbia | DC Code | DC Courts | Code of Federal Regulations |
 D.C. Municipal Regulations (Last Updated: September 13, 2017)
 Title 26. INSURANCE, SECURITIES, AND BANKING
 SubTilte 26-B. SECURITIES
 Chapter 26-B2. REGISTRATION OF SECURITIES OFFERINGS

  Section 26-B210. PROSPECTUS  

Latest version.

  •  

    210.1Sections 210 through 239 prescribe the form and content of the prospectus required to be filed as part of a registration statement for registration of securities by qualification and to be used in connection with the offering of securities so registered.

     

    210.2A prospectus filed as part of a registration statement for registration of securities by qualification shall contain all the information required by these regulations.

     

    210.3A prospectus filed with the Securities and Exchange Commission under the Securities Act of 1933 shall be provided to the Department as part of the registration statement for registration of securities by coordination.

     

    210.4A prospectus filed as part of a registration statement for registration of securities by notification shall contain all the information required by § 302 of the Act.

     

source

Amended by Emergency Rulemaking published at 47 DCR 9910 (December 15, 2000) [EXPIRED]; as amended by Emergency Rulemaking published at 48 DCR 1987 (March 2, 2001) [EXPIRED]; as amended by Emergency and Proposed Rulemaking published at 48 DCR 3952 (May 4, 2001) [EXPIRED]; as amended by Emergency and Proposed Rulemaking published at 48 DCR 9177 (October 5, 2001) [EXPIRED]; as amended by Final Rulemaking published at 48 DCR 10879 (November 30, 2001).